Account Management & Regulatory Compliance
Main Features
Account Management
- Comprehensive maintenance of customers' static data (MiFiD II compliant)
- User defined client’s questionnaire templates (i.e. MiFiD, KYC, CRS, FATCA, etc.)
- Investment profile categorization
- Comprehensive and customizable automatic reporting via email and fax
- Consolidated statements across several custodians/brokers with drill-down capabilities
- Full audit history and detailed administrative reporting
- Easy-to-use functionality for customer communication and support
Regulatory Compliance & Reporting
- Internal workflow for KYC and due diligence process
- Rules based customer’s risk rating
- Integration with multiple AML engines and sources
- Documents administration, exception reporting and expiring document alerts
- User-defined questionnaires through calendars and notification messages
- MiFiD II reporting: direct communication with registered ARMs & APAs
- Foreign account tax compliance reporting (FATCA, CRS, DAC 2)