Account Management & Regulatory Compliance

RiskValue allows account managers to provide a higher level of personalized services to their clients, turning the manual policies and procedures into automated processes. The system can manage complex investment environments accommodating the following functionality:

Main Features

Account Management

  • Comprehensive maintenance of customers' static data (MiFiD II compliant)
  • User defined client’s questionnaire templates (i.e. MiFiD, KYC, CRS, FATCA, etc.)
  • Investment profile categorization
  • Comprehensive and customizable automatic reporting via email and fax
  • Consolidated statements across several custodians/brokers with drill-down capabilities
  • Full audit history and detailed administrative reporting
  • Easy-to-use functionality for customer communication and support

Regulatory Compliance & Reporting

  • Internal workflow for KYC and due diligence process
  • Rules based customer’s risk rating
  • Integration with multiple AML engines and sources
  • Documents administration, exception reporting and expiring document alerts
  • User-defined questionnaires through calendars and notification messages
  • MiFiD II reporting: direct communication with registered ARMs & APAs
  • Foreign account tax compliance reporting (FATCA, CRS, DAC 2)